Search for: "Prime Fiduciary Services"
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16 Mar 2008, 5:28 pm
Death care companies and consumers will need to anticipate an increase in the cost of fiduciary services. [read post]
29 Jul 2011, 3:47 pm
It would reverse 35 years of case law, enforcement policy and the understanding of plans and plan service providers as well as the manner in which products and services are provided to plans, plan participants and IRA account holders, without any legislative direction.SIFMA asserted that the proposed rule is in conflict with Section 913 of the Dodd-Frank Act, which authorizes the SEC to establish a uniform fiduciary standard of care for brokers and advisors providing… [read post]
20 Apr 2013, 6:19 am
You can buy it on Amazon for $13.23 with two day delivery if you're an Amazon Prime member. [read post]
19 Feb 2020, 9:05 pm
Moran proposes a regulation that would require fiduciaries to adopt certain policies and procedures, such as implementing up-to-date practices to vet new service providers and monitoring existing service providers, while giving them discretion to shape their own security measures. [read post]
1 Aug 2014, 7:34 am
Secret Service must also be transferred to the registry. [read post]
17 Mar 2015, 2:49 pm
Depending on the scope and nature of data affected and their involvement with the affected plans, employer or other plan sponsors, fiduciaries, administrators and service providers also may be subject additional responsibilities under applicable contracts and policies, the fiduciary responsibility requirements of the Employee Retirement Income Security Act of 1974 (ERISA), the Internal Revenue Code, and a host of other laws. [read post]
4 Oct 2017, 4:38 am
Glassman v Weinberg 2017 NY Slip Op 06885 Decided on October 3, 2017 Appellate Division, First Department is a prime example. [read post]
24 Mar 2022, 6:55 am
His previous employers were National Securities Corporation (CRD#:7569) and Prime Capital Services, Inc. [read post]
25 Aug 2014, 6:20 am
General Fiduciary Responsibilities Prime MMFs. [read post]
25 Mar 2016, 8:11 am
With this behavior, it has become clear to the court that, although viewed as one of the prime constituents of justice and equity, these practitioners, in following this course, have done little to promote its image. [read post]
15 Apr 2021, 4:00 am
…Lawyers have duties of candour and fiduciary duties that would prevent such tactics, whereas digital tools do not. [read post]
3 Aug 2009, 3:05 am
Prime Brokers generate substantial revenue from those hedge fund clients in exchange for these services. [read post]
14 Feb 2018, 3:00 am
If an advisor claims that her services are free or that you don’t pay her, ask how she’s able to run her business, if clients don’t pay and services are simply given away. [read post]
16 Apr 2011, 9:13 am
Mini prime brokers - mini prime brokers have arisen in order to service start-up, small and medium sized hedge funds. [read post]
13 Aug 2010, 3:56 pm
First, the firm must be doing so pursuant to its provision of bona fide trust, fiduciary, or investment advisory services to customers. [read post]
26 Apr 2009, 7:07 pm
In so doing, Hennessee Group and Gradante breached their fiduciary duties to Hennessee Group's clients. [read post]
28 Mar 2010, 11:30 pm
Around March 2006, the parties finalized and executed an operating agreement (read here) that contemplated subleasing the building to Tzolis at a rent $4.00 per square foot in excess of the rent due the building's owner under the prime lease, such excess amounting to about $20,000 per month. [read post]
31 Dec 2013, 7:21 am
Sorochan said a social covenant was made to military personnel during the First World War by Prime Minister Robert Borden in 1917. [read post]
25 Sep 2017, 5:44 am
Discovery in arbitration is generally more streamlined, and discovery in court is a prime factor as to why the litigation costs be higher. [read post]
28 Apr 2011, 4:58 pm
As noted in the 2009 Global Custodian Prime Brokerage Survey, nearly half of the respondents had started a new prime brokerage relationship during the prior 12 months. [read post]
